Broker Check

Partnering with Legacy Capital Wealth Management, LLC

"Striving to fulfill the highest professional and ethical standards by consistently acting in our client’s best interest."

Why should you get to know us?

At Legacy Capital Wealth Management, we actively seek opportunities to partner with organizations and centers of influence that can help us better serve the needs of our clients. We want long-term partners that will become valuable in helping our clients pursue their goals. Our clients are high net worth individuals, families, business owners and organizations seeking unique and sophisticated strategies across a broad range of financial challenges. Many are doctors, attorneys, corporate executives, small business owners and affluent families.

We focus our practice on two key areas:

  1. Wealth Management, including comprehensive investment, money management and financial planning for individuals, families and business owners.
  2. Retirement Plans for individuals, business owners and corporations.

Our strategic affiliations include:

  • LPL Financial - the nation’s largest independent broker/dealer.* The firm provides access to a comprehensive array of tools and resources for independent financial advisors, enabling them to provide objective financial guidance to their clients. LPL Financial has no proprietary products.
  • Retirement Partners Consulting Group – a nationally awarded, highly sought after retirement consulting team specializing in providing customized retirement plan consulting solutions, executive benefits and retirement management services to clients throughout the United States.

* As reported by Financial Planning magazine, June 1996–2014, based on total revenue.

Are you the right fit for us?

We seek to partner with organizations and centers of influence who can add value to our firm and our clients.

  • We are only interested in products that are designed to help our clients work toward improving on their financial well-being, pricing and expenses must be transparent and easily explained.
  • Our focus is on developing long-term client and vendor relationships, not on transactions or product sales.
  • We spend time educating our clients on strategies and concepts and select insurance products that best meet each client’s needs.
  • We seek to develop comprehensive and sophisticated investment strategies that consider a broad range of client needs, objectives and lifestyle goals.
  • We seek to place our clients’ best interests first in all decisions made and strategies implemented.

What we’re seeking from our partners

As an independent advisory firm, we have access to an open architecture investment platform and a broad universe of financial product and service providers. This allows us to choose among the firms, products, services and investment managers we feel best fit our clients’ needs and that may be among the leading firms in their industry or within their unique discipline.

We’re seeking partners who:

  • Are top rated firms in their field
  • Specialize in a unique product line, niche or concept
  • Understand the needs and challenges of affluent investors planning and investments
  • Bring strong wholesaler support

If you feel you may be a good fit partnering with us to add value to our clients, we invite you to Contact Us