Service Commitment

"Striving to fulfill the highest professional and ethical standards by consistently acting in our client's best interest."

As your plan's advisor, I am not only your advocate, but an extension of your company. I specialize in mid-market companies that need both the customization given to larger companies and the personal touch required by small firms. By working with my clients as a dedicated partner, I strive to help you maintain a high level of plan participation and employee satisfaction to assist in your efforts to retain engaged, highly qualified employees.

MY SERVICES:

Participant Support

  • Onsite enrollment meetings
  • Onsite ongoing education meetings
  • Retirement income planning
  • Distribution options counseling
  • Asset allocation guidance

Plan Design Support

  • Plan design review assistance
  • Educate on alternative plan designs
  • Safe harbor guidance
  • Provide guidance on whether or not to offer automatic enrollment and/or automatic escalation feature

Investment Support

  • Annual plan investment review
  • Investment menu recommendation and monitoring services
  • Investment policy statement prepartion assistance
  • Retirement plan committee support
  • Investment manager searches
  • Provide quarterly fund/portfolio reports

Plan Compliance and Fiduciary Support

  • Regulatory and legislative updates
  • Assist with the borad range requrieements of 404(c) compliance
  • Annual plan review meeting
  • Plan fees and services benchmarking

MY FOCUS:

  • Investment fiduciary review consulting
  • QDIA recommendations and monitoring
  • One-on-One personal financial counseling