Service Commitment
"Striving to fulfill the highest professional and ethical standards by consistently acting in our client's best interest."
As your plan's advisor, I am not only your advocate, but an extension of your company. I specialize in mid-market companies that need both the customization given to larger companies and the personal touch required by small firms. By working with my clients as a dedicated partner, I strive to help you maintain a high level of plan participation and employee satisfaction to assist in your efforts to retain engaged, highly qualified employees.
MY SERVICES:
Participant Support
- Onsite enrollment meetings
- Onsite ongoing education meetings
- Retirement income planning
- Distribution options counseling
- Asset allocation guidance
Plan Design Support
- Plan design review assistance
- Educate on alternative plan designs
- Safe harbor guidance
- Provide guidance on whether or not to offer automatic enrollment and/or automatic escalation feature
Investment Support
- Annual plan investment review
- Investment menu recommendation and monitoring services
- Investment policy statement prepartion assistance
- Retirement plan committee support
- Investment manager searches
- Provide quarterly fund/portfolio reports
Plan Compliance and Fiduciary Support
- Regulatory and legislative updates
- Assist with the borad range requrieements of 404(c) compliance
- Annual plan review meeting
- Plan fees and services benchmarking
MY FOCUS:
- Investment fiduciary review consulting
- QDIA recommendations and monitoring
- One-on-One personal financial counseling